Fundamental Analysis

Quick Answer

Fundamental analysis evaluates a company's intrinsic value by examining financial statements, management, competitive position, industry conditions, and economic factors. The goal is deciding whether a stock is overvalued, undervalued, or fairly valued. It answers what to buy, not when to trade.

Technical analysis, covered in the previous lesson, ignores the company entirely. Fundamental analysis is its mirror image: it builds a case for a stock's worth from the company's own numbers and its economic surroundings, not from a price chart.


What Does Fundamental Analysis Evaluate?

  • Fundamental analysis evaluates a company's intrinsic value by examining financial statements, management quality, competitive advantages, industry conditions, and economic factors
  • Goal: Determine if a stock is overvalued, undervalued, or fairly valued relative to its current market price
  • Focuses on what to buy (value identification), not when to trade

Which Financial Ratios Does the Exam Test?

Fundamental analysts rely on financial ratios to assess a company's health and value:

RatioFormulaWhat It Measures
Price-to-Earnings (P/E)Market Price / Earnings Per ShareHow much investors pay for each dollar of earnings
Price-to-Book (P/B)Market Price / Book Value Per ShareWhether the stock trades above or below its accounting value
Debt-to-EquityTotal Debt / Total EquityFinancial leverage and risk
Current RatioCurrent Assets / Current LiabilitiesShort-term ability to pay obligations
Return on Equity (ROE)Net Income / Shareholders' EquityHow efficiently the company uses shareholder capital
  • A low P/E relative to peers may suggest a stock is undervalued
  • A high debt-to-equity ratio indicates greater financial risk
  • ROE measures management effectiveness at generating returns

Exam Tip: Gotchas

  • P/E ratio alone does not tell you if a stock is a good buy. You need to compare it to industry peers or the stock's own historical range.

Top-Down or Bottom-Up: Where Does the Analysis Start?

ApproachStarting PointProcess
Top-downMacroeconomic outlookEconomy -> Sector -> Industry -> Company
Bottom-upIndividual companyCompany financials -> Industry position -> Economic context
  • Top-down: An analyst who starts by evaluating GDP growth, interest rates, and inflation before narrowing to specific sectors and companies
  • Bottom-up: An analyst who starts by finding a company with strong earnings and low debt, then checks whether the industry and economy support that company's growth

Exam Tip: Gotchas

  • The exam may describe an analyst's activities and ask which approach they use. A top-down analyst starts with the economy; a bottom-up analyst starts with company-specific financials. Both are forms of fundamental analysis, not technical analysis.

How Do Technical and Fundamental Analysis Compare?

FeatureTechnical AnalysisFundamental Analysis
FocusPrice and volume dataFinancial statements and economic data
GoalMarket timing (when to trade)Value identification (what to buy)
Intrinsic valueDoes not attempt to calculateCore objective
Time horizonTypically short-termTypically long-term
Key toolsCharts, patterns, indicatorsFinancial ratios, valuation models
Key assumptionAll info is already in the priceMarket price can differ from true value

Exam Tip: Gotchas

  • Fundamental analysis finds what a stock is worth; technical analysis finds when to trade it. If a question describes someone studying financial statements, that is fundamental. If they are reading charts, that is technical.

What Should You Check on Exam Day?

  • Match the analyst's activity to the method: ratios and financial statements point to fundamental analysis, charts and volume point to technical analysis
  • Never judge a P/E ratio in isolation; compare it to peers or the stock's own history
  • Remember both top-down and bottom-up are fundamental approaches that only differ in starting point
  • Keep intrinsic value as the fundamental analyst's core objective, something technical analysis never attempts