The Income Statement

With the balance sheet providing a snapshot of financial position, the income statement tells you how the company actually performed over a period: whether it made or lost money.


Income Statement Structure

The income statement follows a top-down flow from revenue to net income. Each line subtracts a category of expenses:

Revenue (Sales)
- Cost of Goods Sold (COGS)
= Gross Profit
- Operating Expenses (Selling, General & Administrative, depreciation)
= Operating Income (EBIT)
- Interest Expense
= Earnings Before Taxes (EBT)
- Income Taxes
= Net Income (Net Profit)
  • Revenue (the "top line") - total sales before any deductions
  • Net income (the "bottom line") - what remains after all expenses

Exam Tip: Gotchas

  • "Top line" = revenue; "bottom line" = net income. The exam uses these terms interchangeably with the formal names.

Key Profitability Measures

MeasureFormulaWhat It Shows
EBITDANet income + Interest + Taxes + Depreciation + AmortizationOperating cash flow proxy; removes effects of financing and accounting decisions
EBIT (Operating Income)Revenue - COGS - Operating expensesOperating profitability before financing costs
EBTEBIT - Interest expensePre-tax profitability
Net incomeRevenue - All expenses (including taxes)Bottom-line profitability
  • EBITDA is useful for comparing companies with different capital structures and depreciation policies
  • EBIT isolates the core business performance from financing decisions
  • Moving down the income statement, each measure includes more expense categories

Exam Tip: Gotchas

  • EBITDA adds back depreciation and amortization to approximate operating cash flow, but it is NOT actual cash flow from operations.
  • Interest expense comes AFTER operating income (EBIT) - it is a financing cost, not an operating cost.

Earnings Per Share (EPS)

EPS is one of the most widely followed metrics for evaluating a company's profitability on a per-share basis.

Basic EPS

  • Basic EPS = Net income / Weighted average shares outstanding
  • Uses only shares that are currently issued and outstanding

Fully Diluted EPS

  • Fully diluted EPS = Net income / (Shares outstanding + All potentially dilutive securities)
  • Dilutive securities include:
    • Convertible bonds
    • Convertible preferred stock
    • Stock options
    • Warrants
  • Fully diluted EPS is always equal to or lower than basic EPS (more shares in the denominator)
  • Gives the worst-case (most conservative) EPS figure

Exam Tip: Gotchas

  • Fully diluted EPS assumes ALL convertible securities and options are exercised. This gives the lowest possible EPS figure.
  • The exam may ask which securities dilute EPS - the answer includes convertible bonds, convertible preferred, options, and warrants.
  • If a question asks for the "most conservative" EPS measure, it wants fully diluted.
  • Fully diluted EPS can never be HIGHER than basic EPS - it can only be equal or lower.