Partnership Accounts

Partnership accounts are opened in the name of the partnership entity and require documentation that identifies who has authority to trade.

Account Requirements

  • Opened in the name of the partnership (not individual partners)
  • Requires a partnership agreement that:
    • Identifies which partners are authorized to trade
    • Dictates investment authority and any restrictions
    • Defines how profits and losses are allocated among partners

General vs. Limited Partners

FeatureGeneral PartnerLimited Partner
LiabilityUnlimited - personally liable for partnership debtsLimited to their investment amount
ManagementActive role in managing the partnershipPassive investor - no management role
Trading authorityTypically authorized to tradeNot authorized unless specifically granted

Key Points

  • The partnership agreement is the governing document that controls who can act on behalf of the partnership
  • At least one general partner must exist in any partnership
  • Limited partners risk losing their limited liability protection if they become too involved in management decisions

Exam Tip: Gotchas

  • The partnership agreement, not individual partners' wishes, dictates who can trade. A limited partner cannot simply decide to start placing trades without being authorized in the agreement.
  • General partners have unlimited liability; limited partners' liability is capped at their investment.
  • Limited partners lose liability protection if they actively manage the partnership.